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Investment Trusts

By ADRIAN LOWCOCK 20/05/2009

Investment Trusts by Adrian Lowcock

In the UK, there are over 300 investment trusts with combined assets under management of over £70 billion investing in a wide range of assets from UK equities to hedge funds and commercial property.

Investment trusts, as with other collective investment schemes, have the same aims for investors; to provide diversification and exposure to other markets at a cost effective price. However, there are several key differences between them. Firstly all investment trusts are quoted on the stock market and, like any company, have a fixed number of shares in issue. The price of an investment trust share is therefore dependent on the supply and demand for its shares and not simply the underlying investments it holds, whilst a unit trust or open-ended investment company (OEIC) is always valued with reference to its Net Asset Value (NAV).

Discount to NAV

This extra layer of demand introduces additional volatility and means that investment trusts can potentially be more risky than their unit trusts or OEIC counterparts, so there is greater potential for profit or indeed a loss. As the share price can move to a premium or discount to the NAV of the trust an investor can benefit by buying at the discount and selling as this narrows. Professional investors study the discount to NAV to identify those investment trusts which might provide an opportunity based on historic averages.

Do not get caught out

An investment trust trading on a discount significantly greater than its average can benefit from demand driving up the price of the investment trust, even if there has been no improvement in the value of its underlying assets. This apparent investment alchemy will often attract a second wave of investors who believe the trust will continue to provide enhanced returns. Sadly, this is often retail investors who are late to the party and suffer but the price of the investment declines to bring the discount back in line with its average. When the discount to NAV narrows and comes in significantly below its average then it is time to consider taking profits. We have recently seen some fund discounts narrow following the rally in equity prices since March, especially within the popular equity income sector.

Examples

We have listed below some investment trusts which are currently trading at narrow discounts to NAV. Smaller investors could take advantage of this by trading out and investing in their unit trust counterparts. The examples below are taken at a specific point in time and as the market moves both their price will change as will the NAV of the fund. Please check with your stockbroker to obtain the most current prices before determining whether to sell.

Fund name Price NAV Discount or PremiumAverage discount Unit Trust Alternative
Fidelity Special Values447465.8-4%-6.8%Fidelity Special Situations
Standard Life Equity Income227.5227.2+0.1%-3.7%Standard Life UK Equity Income
Invesco Asia Trust98106.9-8.4-9%Invesco Perpetual Asian
Source Winterfloods as at 18th May
 
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The value of your investments and the income from them can go down as well as up, and you can get back less than you originally invested. Past performance or any yields quoted should not be considered reliable indicators of future returns. Before investing in funds please check the specific risk factors on the key features document or refer to our risk warning notice as some funds can be high risk or complex; they may also have risks relating to the geographical area, industry sector and/or underlying assets in which they invest. Prevailing tax rates and relief are dependent on your individual circumstances and are subject to change.

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